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AMAZON COM INC — Director's Dealing 2016
Feb 17, 2016
29737_dirs_2016-02-17_d8d7cf11-d423-4071-9758-4dede5859cc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-02-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-15 | Common Stock, par value $.01 per share | M | 508 | — | Acquired | 57595 | Direct |
| 2016-02-15 | Common Stock, par value $.01 per share | M | 5625 | — | Acquired | 63220 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 336 | $513.9046 | Disposed | 62884 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 925 | $516.0381 | Disposed | 61959 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 1043 | $517.1174 | Disposed | 60916 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 232 | $518.1448 | Disposed | 60684 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 1100 | $519.79 | Disposed | 59584 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 897 | $520.6436 | Disposed | 58687 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 700 | $521.6529 | Disposed | 57987 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 800 | $522.6375 | Disposed | 57187 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 100 | $524.29 | Disposed | 57087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-15 | Restricted Stock Unit Award | $0.0 | M | 508 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (508.0) | Direct |
| 2016-02-15 | Restricted Stock Unit Award | $0.0 | M | 5625 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5625.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 471.21 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $514.10 and the lowest price at which shares were sold was $513.61.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $516.37 and the lowest price at which shares were sold was $515.61.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $517.60 and the lowest price at which shares were sold was $516.62.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $518.22 and the lowest price at which shares were sold was $518.05.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $520.04 and the lowest price at which shares were sold was $519.06.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $521.09 and the lowest price at which shares were sold was $520.10.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $522.02 and the lowest price at which shares were sold was $521.19.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $523.15 and the lowest price at which shares were sold was $522.30.
F10: Converts into Common Stock on a one-for-one basis.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F12: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,625 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.