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AMAZON COM INC — Director's Dealing 2016
Nov 17, 2016
29737_dirs_2016-11-17_3399874b-fd0c-49f4-b5b7-dadce473f514.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-11-15
Reporting Person: Olsavsky Brian T (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock, par value $.01 per share | M | 297 | — | Acquired | 1297 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | M | 1214 | — | Acquired | 2511 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $726.52 | Disposed | 2411 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $728.60 | Disposed | 2311 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $729.79 | Disposed | 2211 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 300 | $735.01 | Disposed | 1911 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 301 | $737.0282 | Disposed | 1610 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 110 | $738.0009 | Disposed | 1500 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 200 | $739.315 | Disposed | 1300 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 300 | $740.719 | Disposed | 1000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Restricted Stock Unit Award | $0.0 | M | 297 | Disposed | 2021-02-15 | Common Stock, par value $.01 per share (297.0) | Direct |
| 2016-11-15 | Restricted Stock Unit Award | $0.0 | M | 1214 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (1214.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 62.032 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $735.43 and the lowest price at which shares were sold was $734.55.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $737.48 and the lowest price at which shares were sold was $736.77.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $738.01 and the lowest price at which shares were sold was $738.00.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $739.43 and the lowest price at which shares were sold was $739.20.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $740.87 and the lowest price at which shares were sold was $740.60.
F7: Converts into common stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021.
F9: This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017.