Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMAZON COM INC Director's Dealing 2016

May 17, 2016

29737_dirs_2016-05-17_067ad99d-3302-4d7c-a648-31192a10962a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-05-15

Reporting Person: Olsavsky Brian T (Senior Vice President and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-15 Common Stock, par value $.01 per share M 296 Acquired 296 Direct
2016-05-15 Common Stock, par value $.01 per share M 4000 Acquired 4296 Direct
2016-05-15 Common Stock, par value $.01 per share M 1214 Acquired 5510 Direct
2016-05-16 Common Stock, par value $.01 per share S 851 $701.1058 Disposed 4659 Direct
2016-05-16 Common Stock, par value $.01 per share S 909 $701.966 Disposed 3750 Direct
2016-05-16 Common Stock, par value $.01 per share S 600 $703.4983 Disposed 3150 Direct
2016-05-16 Common Stock, par value $.01 per share S 1439 $704.4935 Disposed 1711 Direct
2016-05-16 Common Stock, par value $.01 per share S 100 $705.18 Disposed 1611 Direct
2016-05-16 Common Stock, par value $.01 per share S 400 $706.70 Disposed 1211 Direct
2016-05-16 Common Stock, par value $.01 per share S 211 $708.233 Disposed 1000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-15 Restricted Stock Unit Award $0.0 M 296 Disposed 2021-02-15 Common Stock, par value $.01 per share (296.0) Direct
2016-05-15 Restricted Stock Unit Award $0.0 M 4000 Disposed 2016-05-15 Common Stock, par value $.01 per share (4000.0) Direct
2016-05-15 Restricted Stock Unit Award $0.0 M 1214 Disposed 2017-02-15 Common Stock, par value $.01 per share (1214.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 per share 59.948 Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $701.60 and the lowest price at which shares were sold was $700.77.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $702.25 and the lowest price at which shares were sold was $701.78.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $703.98 and the lowest price at which shares were sold was $703.00.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $704.91 and the lowest price at which shares were sold was $704.04.

F6: Represents the weighted average sale price. The highest price at which shares were sold was $707.02 and the lowest price at which shares were sold was $706.34.

F7: Represents the weighted average sale price. The highest price at which shares were sold was $708.52 and the lowest price at which shares were sold was $707.92.

F8: Converts into Common Stock on a one-for-one basis.

F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021.

F10: This award vests at the rate of: 4,000 shares on each of May 15, 2014 and May 15, 2016.

F11: This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017.