AI assistant
AMAZON COM INC — Director's Dealing 2016
May 17, 2016
29737_dirs_2016-05-17_62781390-858d-4484-8c02-51b845d84592.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-05-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-15 | Common Stock, par value $.01 per share | M | 4788 | — | Acquired | 61875 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 997 | $701.2426 | Disposed | 60878 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 1113 | $702.1911 | Disposed | 59765 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 800 | $703.7275 | Disposed | 58965 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 803 | $704.7484 | Disposed | 58162 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 475 | $705.6553 | Disposed | 57687 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 300 | $706.8867 | Disposed | 57387 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 200 | $708.175 | Disposed | 57187 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 100 | $710.05 | Disposed | 57087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-15 | Restricted Stock Unit Award | $0.0 | M | 4788 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (4788.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 471.884 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $701.74 and the lowest price at which shares were sold was $700.77.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $702.52 and the lowest price at which shares were sold was $701.85.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $704.04 and the lowest price at which shares were sold was $703.09.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $705.25 and the lowest price at which shares were sold was $704.31.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $705.98 and the lowest price at which shares were sold was $705.43.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $706.98 and the lowest price at which shares were sold was $706.77.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $708.43 and the lowest price at which shares were sold was $707.92.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.