AI assistant
AMAZON COM INC — Director's Dealing 2016
Nov 17, 2016
29737_dirs_2016-11-17_7166e0d7-2024-49d2-b019-3f92e943c0f8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-11-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock, par value $.01 per share | M | 4787 | — | Acquired | 51874 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 200 | $726.64 | Disposed | 51674 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 275 | $728.2009 | Disposed | 51399 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 200 | $729.42 | Disposed | 51199 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $730.05 | Disposed | 51099 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 65 | $731.54 | Disposed | 51034 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 300 | $733.3133 | Disposed | 50734 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 405 | $734.502 | Disposed | 50329 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 305 | $736.5618 | Disposed | 50024 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 891 | $737.5487 | Disposed | 49133 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 300 | $738.51 | Disposed | 48833 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 706 | $739.7873 | Disposed | 48127 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 1000 | $740.7435 | Disposed | 47127 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 40 | $741.90 | Disposed | 47087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Restricted Stock Unit Award | $0.0 | M | 4787 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (4787.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 472.838 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $728.67 and the lowest price at which shares were sold was $728.00.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $729.81 and the lowest price at which shares were sold was $729.03.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $733.82 and the lowest price at which shares were sold was $733.03.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $734.95 and the lowest price at which shares were sold was $734.04.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $736.88 and the lowest price at which shares were sold was $736.01.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $738.01 and the lowest price at which shares were sold was $737.10.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $738.91 and the lowest price at which shares were sold was $738.31.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $740.35 and the lowest price at which shares were sold was $739.48.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $741.42 and the lowest price at which shares were sold was $740.54.
F11: Converts into common stock on a one-for-one basis.
F12: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.