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AMAZON COM INC — Director's Dealing 2016
Feb 17, 2016
29737_dirs_2016-02-17_ec3a632a-9a5e-44c1-a3e8-49a79af111e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-02-15
Reporting Person: PIACENTINI DIEGO (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-15 | Common Stock, par value $.01 per share | M | 1266 | — | Acquired | 90412 | Indirect |
| 2016-02-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 96162 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 756 | $513.6629 | Disposed | 95406 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 1422 | $515.9835 | Disposed | 93984 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 2409 | $517.1665 | Disposed | 91575 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 200 | $518.525 | Disposed | 91375 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 2500 | $519.8192 | Disposed | 88875 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 1721 | $520.7163 | Disposed | 87154 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 1308 | $521.7101 | Disposed | 85846 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 1600 | $522.7075 | Disposed | 84246 | Indirect |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 100 | $523.43 | Disposed | 84146 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-15 | Restricted Stock Unit Award | $0.0 | M | 1266 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1266.0) | Direct |
| 2016-02-15 | Restricted Stock Unit Award | $0.0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $514.11 and the lowest price at which shares were sold was $513.25.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $516.50 and the lowest price at which shares were sold was $515.61.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $517.52 and the lowest price at which shares were sold was $516.63.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $519.00 and the lowest price at which shares were sold was $518.05.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $520.05 and the lowest price at which shares were sold was $519.06.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $521.09 and the lowest price at which shares were sold was $520.10.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $522.05 and the lowest price at which shares were sold was $521.15.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $523.15 and the lowest price at which shares were sold was $522.31.
F10: Converts into Common Stock on a one-for-one basis.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014; 2,319 shares on each of May 15, 2014 and August 15, 2014; 2,318 shares on each of November 15, 2014 and February 15, 2015; 1,267 shares on May 15, 2015; 1,266 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 5,478 shares on May 15, 2016; 5,477 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 4,221 shares on each of May 15, 2017 and August 15, 2017; and 4,220 shares on each of November 15, 2017 and February 15, 2018.
F12: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.