AI assistant
AMAZON COM INC — Director's Dealing 2016
Aug 17, 2016
29737_dirs_2016-08-17_88db4809-5e08-4091-82ad-324622d4395a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-08-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | Common Stock, par value $.01 per share | M | 4787 | — | Acquired | 51874 | Direct |
| 2016-08-15 | Common Stock, par value $.01 per share | S | 1625 | $768.4344 | Disposed | 50249 | Direct |
| 2016-08-15 | Common Stock, par value $.01 per share | S | 1590 | $769.7944 | Disposed | 48659 | Direct |
| 2016-08-15 | Common Stock, par value $.01 per share | S | 1247 | $770.5128 | Disposed | 47412 | Direct |
| 2016-08-15 | Common Stock, par value $.01 per share | S | 325 | $771.6562 | Disposed | 47087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Restricted Stock Unit Award | $0.0 | M | 4787 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (4787.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 472.477 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $768.92 and the lowest price at which shares were sold was $767.96.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $770.05 and the lowest price at which shares were sold was $769.06.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $770.92 and the lowest price at which shares were sold was $770.27.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $771.92 and the lowest price at which shares were sold was $771.45.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.