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AMAZON COM INC — Director's Dealing 2015
Feb 18, 2015
29737_dirs_2015-02-18_62836182-5248-44ed-932d-f3d5272cc3e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-02-15
Reporting Person: SZKUTAK THOMAS J (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-15 | Common Stock, par value $.01 per share | M | 1303 | — | Acquired | 60400 | Direct |
| 2015-02-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 66150 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 800 | $373.3112 | Disposed | 65350 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 900 | $374.5233 | Disposed | 64450 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 363 | $375.4751 | Disposed | 64087 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 400 | $376.56 | Disposed | 63687 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 400 | $378.6875 | Disposed | 63287 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 100 | $379.75 | Disposed | 63187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-15 | Restricted Stock Unit Award | $0.0 | M | 1303 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1303.0) | Direct |
| 2015-02-15 | Restricted Stock Unit Award | $0.0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 485.969 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $373.61 and the lowest price at which shares were sold was $372.81.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $374.89 and the lowest price at which shares were sold was $373.94.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $375.88 and the lowest price at which shares were sold was $375.15.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $376.85 and the lowest price at which shares were sold was $376.43.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $379.00 and the lowest price at which shares were sold was $378.24.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 611 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 610 shares on February 15, 2014; 1,303 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 383 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.