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AMAZON COM INC — Director's Dealing 2015
Nov 17, 2015
29737_dirs_2015-11-17_5578f688-3e2f-402d-a085-91951c1741fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-11-15
Reporting Person: Jassy Andrew R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-15 | Common Stock, par value $.01 per share | M | 1279 | — | Acquired | 68898 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 74648 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $623.17 | Disposed | 74548 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 254 | $625.3887 | Disposed | 74294 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 362 | $626.7157 | Disposed | 73932 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 450 | $628.3811 | Disposed | 73482 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 536 | $629.6914 | Disposed | 72946 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $630.445 | Disposed | 72746 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $632.41 | Disposed | 72546 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $634.18 | Disposed | 72446 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 250 | $635.94 | Disposed | 72196 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 300 | $637.6433 | Disposed | 71896 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $638.775 | Disposed | 71696 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 1279 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1279.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 483.501 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $625.47 and the lowest price at which shares were sold was $625.31.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $627.21 and the lowest price at which shares were sold was $626.49.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $629.03 and the lowest price at which shares were sold was $628.05.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $630.01 and the lowest price at which shares were sold was $629.33.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $630.52 and the lowest price at which shares were sold was $630.37.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $632.77 and the lowest price at which shares were sold was $632.05.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $636.02 and the lowest price at which shares were sold was $635.89.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $637.83 and the lowest price at which shares were sold was $637.39.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $638.93 and the lowest price at which shares were sold was $638.62.
F11: Converts into Common Stock on a one-for-one basis.
F12: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
F13: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.