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AMAZON COM INC — Director's Dealing 2015
Nov 17, 2015
29737_dirs_2015-11-17_c7b15ed5-b3e1-425f-980b-ba6039237027.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-11-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-15 | Common Stock, par value $.01 per share | M | 573 | — | Acquired | 2948 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 363 | — | Acquired | 3311 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 27 | — | Acquired | 3338 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 723 | — | Acquired | 4061 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 637 | — | Acquired | 4698 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $623.485 | Disposed | 4498 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 23 | $624.85 | Disposed | 4475 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 300 | $626.7967 | Disposed | 4175 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 400 | $628.8876 | Disposed | 3775 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 300 | $629.9467 | Disposed | 3475 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 300 | $630.9267 | Disposed | 3175 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $632.54 | Disposed | 3075 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $634.18 | Disposed | 2975 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $635.97 | Disposed | 2775 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $637.325 | Disposed | 2575 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $638.985 | Disposed | 2375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 573 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (573.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 363 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (363.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 27 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (27.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 723 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (723.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 637 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (637.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 72.554 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $623.77 and the lowest price at which shares were sold was $623.20.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $626.99 and the lowest price at which shares were sold was $626.55.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $629.22 and the lowest price at which shares were sold was $628.24.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $630.48 and the lowest price at which shares were sold was $629.55.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $631.36 and the lowest price at which shares were sold was $630.70.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $636.05 and the lowest price at which shares were sold was $635.89.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $637.44 and the lowest price at which shares were sold was $637.21.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $639.03 and the lowest price at which shares were sold was $638.94.
F10: Converts into Common Stock on a one-for-one basis.
F11: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
F12: This award vests at the rate of: 305 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 303 shares on February 15, 2015; 363 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 361 shares on February 15, 2016; 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 333 shares on February 15, 2017.
F13: This award vests at the rate of: 17 shares on May 15, 2014; 16 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 27 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 26 shares on February 15, 2016; and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017.
F14: This award vests at the rate of: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.
F15: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.