Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMAZON COM INC Director's Dealing 2015

Nov 17, 2015

29737_dirs_2015-11-17_c7b15ed5-b3e1-425f-980b-ba6039237027.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-11-15

Reporting Person: Zapolsky David (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-15 Common Stock, par value $.01 per share M 573 Acquired 2948 Direct
2015-11-15 Common Stock, par value $.01 per share M 363 Acquired 3311 Direct
2015-11-15 Common Stock, par value $.01 per share M 27 Acquired 3338 Direct
2015-11-15 Common Stock, par value $.01 per share M 723 Acquired 4061 Direct
2015-11-15 Common Stock, par value $.01 per share M 637 Acquired 4698 Direct
2015-11-16 Common Stock, par value $.01 per share S 200 $623.485 Disposed 4498 Direct
2015-11-16 Common Stock, par value $.01 per share S 23 $624.85 Disposed 4475 Direct
2015-11-16 Common Stock, par value $.01 per share S 300 $626.7967 Disposed 4175 Direct
2015-11-16 Common Stock, par value $.01 per share S 400 $628.8876 Disposed 3775 Direct
2015-11-16 Common Stock, par value $.01 per share S 300 $629.9467 Disposed 3475 Direct
2015-11-16 Common Stock, par value $.01 per share S 300 $630.9267 Disposed 3175 Direct
2015-11-16 Common Stock, par value $.01 per share S 100 $632.54 Disposed 3075 Direct
2015-11-16 Common Stock, par value $.01 per share S 100 $634.18 Disposed 2975 Direct
2015-11-16 Common Stock, par value $.01 per share S 200 $635.97 Disposed 2775 Direct
2015-11-16 Common Stock, par value $.01 per share S 200 $637.325 Disposed 2575 Direct
2015-11-16 Common Stock, par value $.01 per share S 200 $638.985 Disposed 2375 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-15 Restricted Stock Unit Award $0.0 M 573 Disposed 2018-02-15 Common Stock, par value $.01 per share (573.0) Direct
2015-11-15 Restricted Stock Unit Award $0.0 M 363 Disposed 2017-02-15 Common Stock, par value $.01 per share (363.0) Direct
2015-11-15 Restricted Stock Unit Award $0.0 M 27 Disposed 2017-02-15 Common Stock, par value $.01 per share (27.0) Direct
2015-11-15 Restricted Stock Unit Award $0.0 M 723 Disposed 2016-02-15 Common Stock, par value $.01 per share (723.0) Direct
2015-11-15 Restricted Stock Unit Award $0.0 M 637 Disposed 2020-02-15 Common Stock, par value $.01 per share (637.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 per share 72.554 Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $623.77 and the lowest price at which shares were sold was $623.20.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $626.99 and the lowest price at which shares were sold was $626.55.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $629.22 and the lowest price at which shares were sold was $628.24.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $630.48 and the lowest price at which shares were sold was $629.55.

F6: Represents the weighted average sale price. The highest price at which shares were sold was $631.36 and the lowest price at which shares were sold was $630.70.

F7: Represents the weighted average sale price. The highest price at which shares were sold was $636.05 and the lowest price at which shares were sold was $635.89.

F8: Represents the weighted average sale price. The highest price at which shares were sold was $637.44 and the lowest price at which shares were sold was $637.21.

F9: Represents the weighted average sale price. The highest price at which shares were sold was $639.03 and the lowest price at which shares were sold was $638.94.

F10: Converts into Common Stock on a one-for-one basis.

F11: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.

F12: This award vests at the rate of: 305 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 303 shares on February 15, 2015; 363 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 361 shares on February 15, 2016; 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 333 shares on February 15, 2017.

F13: This award vests at the rate of: 17 shares on May 15, 2014; 16 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 27 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 26 shares on February 15, 2016; and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017.

F14: This award vests at the rate of: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.

F15: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.