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AMAZON COM INC — Director's Dealing 2015
Aug 18, 2015
29737_dirs_2015-08-18_bb0a9e4a-769b-413e-a24e-002ad80bf13e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-08-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-15 | Common Stock, par value $.01 per share | M | 573 | — | Acquired | 5221 | Direct |
| 2015-08-15 | Common Stock, par value $.01 per share | M | 363 | — | Acquired | 5584 | Direct |
| 2015-08-15 | Common Stock, par value $.01 per share | M | 27 | — | Acquired | 5611 | Direct |
| 2015-08-15 | Common Stock, par value $.01 per share | M | 722 | — | Acquired | 6333 | Direct |
| 2015-08-15 | Common Stock, par value $.01 per share | M | 637 | — | Acquired | 6970 | Direct |
| 2015-08-17 | Common Stock, par value $.01 per share | S | 300 | $527.82 | Disposed | 6670 | Direct |
| 2015-08-17 | Common Stock, par value $.01 per share | S | 1000 | $528.96 | Disposed | 5670 | Direct |
| 2015-08-17 | Common Stock, par value $.01 per share | S | 400 | $530.325 | Disposed | 5270 | Direct |
| 2015-08-17 | Common Stock, par value $.01 per share | S | 425 | $531.4935 | Disposed | 4845 | Direct |
| 2015-08-17 | Common Stock, par value $.01 per share | S | 197 | $532.4544 | Disposed | 4648 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-15 | Restricted Stock Unit Award | $0.0 | M | 573 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (573.0) | Direct |
| 2015-08-15 | Restricted Stock Unit Award | $0.0 | M | 363 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (363.0) | Direct |
| 2015-08-15 | Restricted Stock Unit Award | $0.0 | M | 27 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (27.0) | Direct |
| 2015-08-15 | Restricted Stock Unit Award | $0.0 | M | 722 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (722.0) | Direct |
| 2015-08-15 | Restricted Stock Unit Award | $0.0 | M | 637 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (637.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 72.554 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $528.15 and the lowest price at which shares were sold was $527.45.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $529.32 and the lowest price at which shares were sold was $528.56.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $530.94 and the lowest price at which shares were sold was $529.96.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $531.87 and the lowest price at which shares were sold was $531.05.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $532.74 and the lowest price at which shares were sold was $532.16.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
F9: This award vests at the rate of: 305 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 303 shares on February 15, 2015; 363 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 361 shares on February 15, 2016; 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 333 shares on February 15, 2017.
F10: This award vests at the rate of: 17 shares on May 15, 2014; 16 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 27 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 26 shares on February 15, 2016; and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017.
F11: This award vests at the rate of: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.
F12: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.