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AMAZON COM INC — Director's Dealing 2015
Nov 17, 2015
29737_dirs_2015-11-17_096a2a5a-f965-4ec9-925d-87e5d7eb749c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-11-15
Reporting Person: Olsavsky Brian T (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-15 | Common Stock, par value $.01 per share | M | 246 | — | Acquired | 246 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 723 | — | Acquired | 969 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 1129 | — | Acquired | 2098 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 228 | $625.6442 | Disposed | 1870 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 300 | $626.8433 | Disposed | 1570 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 232 | $628.471 | Disposed | 1338 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $629.715 | Disposed | 1138 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 400 | $630.8225 | Disposed | 738 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 38 | $632.20 | Disposed | 700 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $634.11 | Disposed | 600 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $635.89 | Disposed | 500 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 300 | $637.6367 | Disposed | 200 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $638.98 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 246 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (246.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 723 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (723.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 1129 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (1129.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 57.338 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $625.94 and the lowest price at which shares were sold was $625.21.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $627.16 and the lowest price at which shares were sold was $626.55.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $629.04 and the lowest price at which shares were sold was $628.24.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $630.10 and the lowest price at which shares were sold was $629.33.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $631.10 and the lowest price at which shares were sold was $630.53.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $637.83 and the lowest price at which shares were sold was $637.44.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $639.03 and the lowest price at which shares were sold was $638.93.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests at the rate of: 247 shares on each of May 15, 2015 and August 15, 2015; and 246 shares on each of November 15, 2015 and February 15, 2016.
F11: This award vests at the rate of: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.
F12: This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017.