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AMAZON COM INC — Director's Dealing 2015
Nov 17, 2015
29737_dirs_2015-11-17_e15d960e-6c9e-4deb-9163-19003c6d6970.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-11-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-15 | Common Stock, par value $.01 per share | M | 508 | — | Acquired | 57595 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 5625 | — | Acquired | 63220 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 315 | $623.1602 | Disposed | 62905 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 10 | $623.77 | Disposed | 62895 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 557 | $625.3653 | Disposed | 62338 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 601 | $626.431 | Disposed | 61737 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 600 | $628.27 | Disposed | 61137 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 1001 | $629.445 | Disposed | 60136 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 900 | $630.4744 | Disposed | 59236 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $631.775 | Disposed | 59036 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $632.53 | Disposed | 58836 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $634.11 | Disposed | 58636 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 441 | $635.9934 | Disposed | 58195 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 407 | $637.5017 | Disposed | 57788 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 601 | $638.7279 | Disposed | 57187 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $640.05 | Disposed | 57087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 508 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (508.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 5625 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5625.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 470.969 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $623.55 and the lowest price at which shares were sold was $622.74.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $625.71 and the lowest price at which shares were sold was $624.85.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $626.79 and the lowest price at which shares were sold was $625.96.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $628.57 and the lowest price at which shares were sold was $627.85.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $629.85 and the lowest price at which shares were sold was $628.96.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $630.80 and the lowest price at which shares were sold was $629.99.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $632.05 and the lowest price at which shares were sold was $631.50.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $634.30 and the lowest price at which shares were sold was $633.92.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $636.07 and the lowest price at which shares were sold was $635.89.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $637.64 and the lowest price at which shares were sold was $637.28.
F12: Represents the weighted average sale price. The highest price at which shares were sold was $639.03 and the lowest price at which shares were sold was $638.38.
F13: Converts into Common Stock on a one-for-one basis.
F14: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F15: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,625 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.