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AMAZON COM INC — Director's Dealing 2015
Nov 17, 2015
29737_dirs_2015-11-17_9248e996-7e3a-4884-9e5d-19f2eb3cc6c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-11-15
Reporting Person: PIACENTINI DIEGO (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-15 | Common Stock, par value $.01 per share | M | 1266 | — | Acquired | 100412 | Indirect |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 106162 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 500 | $622.788 | Disposed | 105662 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 500 | $623.818 | Disposed | 105162 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 1063 | $625.119 | Disposed | 104099 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 1340 | $626.3158 | Disposed | 102759 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 900 | $627.1644 | Disposed | 101859 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 1959 | $628.2369 | Disposed | 99900 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 2368 | $629.4947 | Disposed | 97532 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 2291 | $630.5056 | Disposed | 95241 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 300 | $631.2067 | Disposed | 94941 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 801 | $632.4393 | Disposed | 94140 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 500 | $633.924 | Disposed | 93640 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $634.28 | Disposed | 93440 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 1072 | $636.0163 | Disposed | 92368 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 1600 | $637.469 | Disposed | 90768 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 1422 | $638.7849 | Disposed | 89346 | Indirect |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $639.93 | Disposed | 89146 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 1266 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1266.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $623.22 and the lowest price at which shares were sold was $622.37.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $624.16 and the lowest price at which shares were sold was $623.55.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $625.50 and the lowest price at which shares were sold was $624.60.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $626.55 and the lowest price at which shares were sold was $625.68.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $627.55 and the lowest price at which shares were sold was $626.79.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $628.57 and the lowest price at which shares were sold was $627.80.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $629.95 and the lowest price at which shares were sold was $628.96.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $630.98 and the lowest price at which shares were sold was $630.00.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $631.45 and the lowest price at which shares were sold was $631.05.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $632.89 and the lowest price at which shares were sold was $632.05.
F12: Represents the weighted average sale price. The highest price at which shares were sold was $634.18 and the lowest price at which shares were sold was $633.23.
F13: Represents the weighted average sale price. The highest price at which shares were sold was $634.30 and the lowest price at which shares were sold was $634.26.
F14: Represents the weighted average sale price. The highest price at which shares were sold was $636.34 and the lowest price at which shares were sold was $635.89.
F15: Represents the weighted average sale price. The highest price at which shares were sold was $637.83 and the lowest price at which shares were sold was $637.05.
F16: Represents the weighted average sale price. The highest price at which shares were sold was $639.03 and the lowest price at which shares were sold was $638.28.
F17: Represents the weighted average sale price. The highest price at which shares were sold was $639.96 and the lowest price at which shares were sold was $639.90.
F18: Converts into Common Stock on a one-for-one basis.
F19: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014; 2,319 shares on each of May 15, 2014 and August 15, 2014; 2,318 shares on each of November 15, 2014 and February 15, 2015; 1,267 shares on May 15, 2015; 1,266 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 5,478 shares on May 15, 2016; 5,477 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 4,221 shares on each of May 15, 2017 and August 15, 2017; and 4,220 shares on each of November 15, 2017 and February 15, 2018.
F20: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.