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AMAZON COM INC — Director's Dealing 2015
Feb 18, 2015
29737_dirs_2015-02-18_72e9057c-4de5-4f1b-b413-52494d6be226.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-02-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-15 | Common Stock, par value $.01 per share | M | 866 | — | Acquired | 5514 | Direct |
| 2015-02-15 | Common Stock, par value $.01 per share | M | 303 | — | Acquired | 5817 | Direct |
| 2015-02-15 | Common Stock, par value $.01 per share | M | 16 | — | Acquired | 5833 | Direct |
| 2015-02-15 | Common Stock, par value $.01 per share | M | 958 | — | Acquired | 6791 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 500 | $373.41 | Disposed | 6291 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 681 | $374.4597 | Disposed | 5610 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 330 | $375.4994 | Disposed | 5280 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 300 | $376.73 | Disposed | 4980 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 232 | $378.8055 | Disposed | 4748 | Direct |
| 2015-02-17 | Common Stock, par value $.01 per share | S | 100 | $379.75 | Disposed | 4648 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-15 | Restricted Stock Unit Award | $0.0 | M | 866 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (866.0) | Direct |
| 2015-02-15 | Restricted Stock Unit Award | $0.0 | M | 303 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (303.0) | Direct |
| 2015-02-15 | Restricted Stock Unit Award | $0.0 | M | 16 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (16.0) | Direct |
| 2015-02-15 | Restricted Stock Unit Award | $0.0 | M | 958 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (958.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 71.204 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $373.65 and the lowest price at which shares were sold was $372.82.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $374.88 and the lowest price at which shares were sold was $373.96.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $375.60 and the lowest price at which shares were sold was $375.36.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $377.34 and the lowest price at which shares were sold was $376.38.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $378.87 and the lowest price at which shares were sold was $378.59.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013, 603 shares on February 15, 2014, 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014 and February 15, 2015, 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016, 451 shares on each of May 15, 2016, August 15, 2016 and November 15, 2016, 450 shares on February 15, 2017, 1,002 shares on each of May 15, 2017, August 15, 2017 and November 15, 2017 and 1,001 shares on February 15, 2018.
F9: This award vests at the rate of 305 shares on each of May 15, 2014, August 15, 2014 and November 15, 2014, 303 shares on February 15, 2015, 363 shares on each of May 15, 2015, August 15, 2015 and November 15, 2015, 361 shares on February 15, 2016, 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016 and 333 shares on February 15, 2017.
F10: This award vests at the rate of 17 shares on May 15, 2014, 16 shares on each of August 15, 2014, November 15, 2014 and February 15, 2015, 27 shares on each of May 15, 2015, August 15, 2015 and November 15, 2015, 26 shares on February 15, 2016 and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016 and February 15, 2017.
F11: This award vests at the rate of 957 shares on May 15, 2014, 958 shares on each of August 15, 2014, November 15, 2014 and February 15, 2015, 722 shares on each of May 15, 2015 and August 15, 2015 and 723 shares on each of November 15, 2015 and February 15, 2016.