AI assistant
AMAZON COM INC — Director's Dealing 2015
Nov 17, 2015
29737_dirs_2015-11-17_d3813533-7c15-4c84-a72d-d9fa27fcd44b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2015-11-15
Reporting Person: Reynolds Shelley (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-15 | Common Stock, par value $.01 per share | M | 162 | — | Acquired | 6151 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 542 | — | Acquired | 6693 | Direct |
| 2015-11-15 | Common Stock, par value $.01 per share | M | 16 | — | Acquired | 6709 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 16 | $624.52 | Disposed | 6693 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $627.675 | Disposed | 6493 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 200 | $629.87 | Disposed | 6293 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $635.89 | Disposed | 6193 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 100 | $637.21 | Disposed | 6093 | Direct |
| 2015-11-16 | Common Stock, par value $.01 per share | S | 104 | $638.9315 | Disposed | 5989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 162 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (162.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 542 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (542.0) | Direct |
| 2015-11-15 | Restricted Stock Unit Award | $0.0 | M | 16 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (16.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 132.784 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $628.05 and the lowest price at which shares were sold was $627.30.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $629.89 and the lowest price at which shares were sold was $629.85.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $638.97 and the lowest price at which shares were sold was $638.93.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 180 shares on May 15, 2014; 179 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 162 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 531 shares on May 15, 2016; and 530 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 738 shares on each of May 15, 2014 and August 15, 2014; 739 shares on each of November 15, 2014 and February 15, 2015; 541 shares on May 15, 2015; and 542 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 15 shares on May 15, 2015; 16 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 95 shares on each of May 15, 2016 and August 15, 2016; 96 shares on each of November 15, 2016 and February 15, 2017; 544 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 419 shares on each of May 15, 2018 and August 15, 2018; 420 shares on each of November 15, 2018 and February 15, 2019; and 318 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.