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AMAZON COM INC — Director's Dealing 2014
Aug 19, 2014
29737_dirs_2014-08-19_fe794f0e-c1c5-4a96-bffa-3cd8c6ee702d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-08-15
Reporting Person: SZKUTAK THOMAS J (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-15 | Common Stock, par value $.01 per share | M | 1303 | — | Acquired | 52220 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 57970 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 747 | $329.9436 | Disposed | 57223 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 505 | $330.9928 | Disposed | 56718 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 1403 | $332.0244 | Disposed | 55315 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 308 | $333.0226 | Disposed | 55007 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-15 | Restricted Stock Unit Award | $0 | M | 1303 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1303) | Direct |
| 2014-08-15 | Restricted Stock Unit Award | $0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 481.041 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $330.34 and the lowest price at which shares were sold was $329.38.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $331.28 and the lowest price at which shares were sold was $330.43.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $332.49 and the lowest price at which shares were sold was $331.55.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $333.23 and the lowest price at which shares were sold was $332.76.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 611 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 610 shares on February 15, 2014; 1,303 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 383 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.