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AMAZON COM INC — Director's Dealing 2014
Nov 18, 2014
29737_dirs_2014-11-18_ede7dfde-c0ca-46b6-a206-ea5cc0950e22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-11-15
Reporting Person: SZKUTAK THOMAS J (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-15 | Common Stock, par value $.01 per share | M | 1303 | — | Acquired | 56310 | Direct |
| 2014-11-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 62060 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 400 | $318.6625 | Disposed | 61660 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 461 | $319.7802 | Disposed | 61199 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 400 | $321.1325 | Disposed | 60799 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 402 | $322.2584 | Disposed | 60397 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 400 | $323.55 | Disposed | 59997 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 300 | $324.6567 | Disposed | 59697 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 600 | $326.6633 | Disposed | 59097 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 1303 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1303.0) | Direct |
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 483.536 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $319.24 and the lowest price at which shares were sold was $318.38.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $320.18 and the lowest price at which shares were sold was $319.40.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $321.63 and the lowest price at which shares were sold was $320.64.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $322.43 and the lowest price at which shares were sold was $321.98.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $323.79 and the lowest price at which shares were sold was $322.98.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $324.97 and the lowest price at which shares were sold was $324.03.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $327.31 and the lowest price at which shares were sold was $326.38.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 611 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 610 shares on February 15, 2014; 1,303 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 383 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.