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AMAZON COM INC — Director's Dealing 2014
May 16, 2014
29737_dirs_2014-05-16_96c28387-a9f9-4803-bc1a-299dbcdf7006.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-05-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-15 | Common Stock, par value $.01 per share | M | 5625 | — | Acquired | 60960 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | M | 1428 | — | Acquired | 62388 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 1312 | $294.2627 | Disposed | 61076 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 795 | $295.4518 | Disposed | 60281 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 700 | $297.1829 | Disposed | 59581 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 620 | $297.9758 | Disposed | 58961 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 100 | $298.68 | Disposed | 58861 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-15 | Restricted Stock Unit Award | $0 | M | 1428 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1428) | Direct |
| 2014-05-15 | Restricted Stock Unit Award | $0 | M | 5625 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5625) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 456.068 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $294.79 and the lowest price at which shares were sold was $293.88.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $296.02 and the lowest price at which shares were sold was $295.07.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $297.50 and the lowest price at which shares were sold was $296.60.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $298.18 and the lowest price at which shares were sold was $297.64.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,625 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.