Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMAZON COM INC Director's Dealing 2014

Feb 19, 2014

29737_dirs_2014-02-19_9c3f6a22-9caf-45ce-80cd-da7af4e61232.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-02-15

Reporting Person: SZKUTAK THOMAS J (Senior Vice President and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-15 Common Stock, par value $.01 per share M 7500 Acquired 49621 Direct
2014-02-15 Common Stock, par value $.01 per share M 610 Acquired 50231 Direct
2014-02-18 Common Stock, par value $.01 per share S 904 $350.7125 Disposed 49327 Direct
2014-02-18 Common Stock, par value $.01 per share S 700 $351.7414 Disposed 48627 Direct
2014-02-18 Common Stock, par value $.01 per share S 900 $352.7344 Disposed 47727 Direct
2014-02-18 Common Stock, par value $.01 per share S 900 $353.8356 Disposed 46827 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-15 Restricted Stock Unit Award $0 M 7500 Disposed 2014-02-15 Common Stock, par value $.01 per share (7500) Direct
2014-02-15 Restricted Stock Unit Award $0 M 610 Disposed 2018-02-15 Common Stock, par value $.01 per share (610) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 per share 476.127 Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $351.04 and the lowest price at which shares were sold was $350.12.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $352.23 and the lowest price at which shares were sold was $351.24.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $353.19 and the lowest price at which shares were sold was $352.38.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $354.30 and the lowest price at which shares were sold was $353.40.

F6: Converts into Common Stock on a one-for-one basis.

F7: This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 10,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011, and February 15, 2012; and 7,500 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014.

F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 611 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 610 shares on February 15, 2014; 1,303 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 383 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.