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AMAZON COM INC — Director's Dealing 2014
Aug 19, 2014
29737_dirs_2014-08-19_0a0cfa99-a4e9-4f66-9212-26a0f1c180ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-08-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-15 | Common Stock, par value $.01 per share | M | 866 | — | Acquired | 3140 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | M | 305 | — | Acquired | 3445 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | M | 16 | — | Acquired | 3461 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | M | 958 | — | Acquired | 4419 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 158 | $329.4599 | Disposed | 4261 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 400 | $331.515 | Disposed | 3861 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 300 | $332.59 | Disposed | 3561 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 100 | $333.38 | Disposed | 3461 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-15 | Restricted Stock Unit Award | $0 | M | 866 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (866) | Direct |
| 2014-08-15 | Restricted Stock Unit Award | $0 | M | 305 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (305) | Direct |
| 2014-08-15 | Restricted Stock Unit Award | $0 | M | 16 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (16) | Direct |
| 2014-08-15 | Restricted Stock Unit Award | $0 | M | 958 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (958) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 71.204 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $329.57 and the lowest price at which shares were sold was $329.27.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $331.88 and the lowest price at which shares were sold was $331.09.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $333.11 and the lowest price at which shares were sold was $332.32.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
F7: This award vests based upon the following vesting schedule: 305 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 303 shares on February 15, 2015; 363 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 361 shares on February 15, 2016; 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 333 shares on February 15, 2017.
F8: This award vests based upon the following vesting schedule: 17 shares on May 15, 2014; 16 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 27 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 26 shares on February 15, 2016; and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017.
F9: This award vests based upon the following vesting schedule: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.