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AMAZON COM INC — Director's Dealing 2014
Feb 19, 2014
29737_dirs_2014-02-19_1f25960c-ed46-4afd-886d-8a6b7543f157.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-02-15
Reporting Person: Reynolds Shelley (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-15 | Common Stock, par value $.01 per share | M | 442 | — | Acquired | 6431 | Direct |
| 2014-02-15 | Common Stock, par value $.01 per share | M | 962 | — | Acquired | 7393 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 5 | $349.44 | Disposed | 7388 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 200 | $350.48 | Disposed | 7188 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 400 | $351.93 | Disposed | 6788 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 399 | $352.7226 | Disposed | 6389 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 300 | $353.8533 | Disposed | 6089 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 100 | $355.08 | Disposed | 5989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-15 | Restricted Stock Unit Award | $0 | M | 442 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (442) | Direct |
| 2014-02-15 | Restricted Stock Unit Award | $0 | M | 962 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (962) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 132.043 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $350.51 and the lowest price at which shares were sold was $350.45.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $352.38 and the lowest price at which shares were sold was $351.60.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $352.77 and the lowest price at which shares were sold was $352.69.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $354.03 and the lowest price at which shares were sold was $353.76.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 158 shares on each of May 15, 2010, August 15, 2010, and November 15, 2010; 157 shares on February 15, 2011; 339 shares on each of May 15, 2011 and August 15, 2011; 338 shares on each of November 15, 2011 and February 15, 2012; 556 shares on each of May 15, 2012, August 15, 2012, and November 15, 2012; 555 shares on February 15, 2013; and 442 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014.
F8: This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,312 shares on each of May 15, 2012, August 15, 2012, and November 15, 2012; 1,313 shares on February 15, 2013; 963 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; and 962 shares on February 15, 2014.