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AMAZON COM INC — Director's Dealing 2014
Feb 19, 2014
29737_dirs_2014-02-19_08d4a360-8e1b-4728-a9a5-3c03e9b23239.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-02-15
Reporting Person: Jassy Andrew R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-15 | Common Stock, par value $.01 per share | M | 7750 | — | Acquired | 43067 | Direct |
| 2014-02-15 | Common Stock, par value $.01 per share | M | 1546 | — | Acquired | 44613 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 254 | $350.1457 | Disposed | 44359 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 1100 | $351.0555 | Disposed | 43259 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 850 | $352.1702 | Disposed | 42409 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 900 | $353.0966 | Disposed | 41509 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 700 | $353.8614 | Disposed | 40809 | Direct |
| 2014-02-18 | Common Stock, par value $.01 per share | S | 100 | $355.18 | Disposed | 40709 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-15 | Restricted Stock Unit Award | $0 | M | 7750 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (7750) | Direct |
| 2014-02-15 | Restricted Stock Unit Award | $0 | M | 1546 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1546) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 468.065 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $350.36 and the lowest price at which shares were sold was $349.43.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $351.52 and the lowest price at which shares were sold was $350.55.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $352.52 and the lowest price at which shares were sold was $351.57.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $353.52 and the lowest price at which shares were sold was $352.58.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $354.30 and the lowest price at which shares were sold was $353.60.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,750 shares on each of May 15, 2009, August 15, 2009, November 15, 2009, and February 15, 2010; and 7,750 shares on May 15, 2011 and each 3-month period thereafter through February 15, 2014.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.