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AMAZON COM INC — Director's Dealing 2014
May 16, 2014
29737_dirs_2014-05-16_3a73f076-c091-4dc7-9abe-950a80ea1f75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-05-15
Reporting Person: Jassy Andrew R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-15 | Common Stock, par value $.01 per share | M | 2334 | — | Acquired | 43043 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 48793 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 1329 | $294.3282 | Disposed | 47464 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 676 | $295.4299 | Disposed | 46788 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 690 | $297.1955 | Disposed | 46098 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 700 | $298.0357 | Disposed | 45398 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-15 | Restricted Stock Unit Award | $0 | M | 2334 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (2334) | Direct |
| 2014-05-15 | Restricted Stock Unit Award | $0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 470.455 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $294.92 and the lowest price at which shares were sold was $293.94.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $296.06 and the lowest price at which shares were sold was $295.28.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $297.64 and the lowest price at which shares were sold was $296.65.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $298.68 and the lowest price at which shares were sold was $297.78.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.