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AMAZON COM INC — Director's Dealing 2014
Aug 19, 2014
29737_dirs_2014-08-19_7d80eed1-4fa8-44ee-a0e7-fe8cf0a95d65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-08-15
Reporting Person: PIACENTINI DIEGO (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-15 | Common Stock, par value $.01 per share | M | 2319 | — | Acquired | 129465 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 135215 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 1711 | $330.0439 | Disposed | 133504 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 1292 | $331.0633 | Disposed | 132212 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 2966 | $331.9691 | Disposed | 129246 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 900 | $332.7489 | Disposed | 128346 | Direct |
| 2014-08-15 | Common Stock, par value $.01 per share | S | 200 | $333.56 | Disposed | 128146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-15 | Restricted Stock Unit Award | $0 | M | 2319 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (2319) | Direct |
| 2014-08-15 | Restricted Stock Unit Award | $0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $330.33 and the lowest price at which shares were sold was $329.38.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $331.38 and the lowest price at which shares were sold was $330.39.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $332.37 and the lowest price at which shares were sold was $331.40.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $333.12 and the lowest price at which shares were sold was $332.40.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $333.72 and the lowest price at which shares were sold was $333.40.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014; 2,319 shares on each of May 15, 2014 and August 15, 2014; 2,318 shares on each of November 15, 2014 and February 15, 2015; 1,267 shares on May 15, 2015; 1,266 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 5,478 shares on May 15, 2016; 5,477 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 4,221 shares on each of May 15, 2017 and August 15, 2017; and 4,220 shares on each of November 15, 2017 and February 15, 2018.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.