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AMAZON COM INC — Director's Dealing 2014
Nov 18, 2014
29737_dirs_2014-11-18_28d009da-966a-429c-b3a7-7936495c28c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-11-15
Reporting Person: PIACENTINI DIEGO (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-15 | Common Stock, par value $.01 per share | M | 2318 | — | Acquired | 130464 | Direct |
| 2014-11-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 136214 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 1407 | $318.7981 | Disposed | 134807 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 810 | $319.8483 | Disposed | 133997 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 638 | $320.9171 | Disposed | 133359 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 1100 | $322.1436 | Disposed | 132259 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 1006 | $323.5273 | Disposed | 131253 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 568 | $324.5332 | Disposed | 130685 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 1339 | $326.6178 | Disposed | 129346 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 100 | $325.06 | Disposed | 129246 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 100 | $327.38 | Disposed | 129146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 2318 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (2318.0) | Direct |
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $319.40 and the lowest price at which shares were sold was $318.42.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $320.42 and the lowest price at which shares were sold was $319.46.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $321.47 and the lowest price at which shares were sold was $320.52.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $322.53 and the lowest price at which shares were sold was $321.62.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $323.81 and the lowest price at which shares were sold was $322.98.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $324.97 and the lowest price at which shares were sold was $324.03.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $327.08 and the lowest price at which shares were sold was $326.37.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014; 2,319 shares on each of May 15, 2014 and August 15, 2014; 2,318 shares on each of November 15, 2014 and February 15, 2015; 1,267 shares on May 15, 2015; 1,266 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 5,478 shares on May 15, 2016; 5,477 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 4,221 shares on each of May 15, 2017 and August 15, 2017; and 4,220 shares on each of November 15, 2017 and February 15, 2018.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.