AI assistant
AMAZON COM INC — Director's Dealing 2014
May 19, 2014
29737_dirs_2014-05-19_08a383df-c36b-43a9-b4b2-8f2eaa4094e9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-05-15
Reporting Person: PIACENTINI DIEGO (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-15 | Common Stock, par value $.01 per share | M | 2319 | — | Acquired | 128465 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 134215 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 1248 | $294.3144 | Disposed | 132967 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 747 | $295.3768 | Disposed | 132220 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 708 | $297.2897 | Disposed | 131512 | Direct |
| 2014-05-15 | Common Stock, par value $.01 per share | S | 686 | $297.9614 | Disposed | 130826 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-15 | Restricted Stock Unit Award | $0 | M | 2319 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (2319) | Direct |
| 2014-05-15 | Restricted Stock Unit Award | $0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $294.79 and the lowest price at which shares were sold was $294.03.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $296.02 and the lowest price at which shares were sold was $295.06.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $297.64 and the lowest price at which shares were sold was $296.65.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $298.14 and the lowest price at which shares were sold was $297.78.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014; 2,319 shares on each of May 15, 2014 and August 15, 2014; 2,318 shares on each of November 15, 2014 and February 15, 2015; 1,267 shares on May 15, 2015; 1,266 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 5,478 shares on May 15, 2016; 5,477 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 4,221 shares on each of May 15, 2017 and August 15, 2017; and 4,220 shares on each of November 15, 2017 and February 15, 2018.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.