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AMAZON COM INC — Director's Dealing 2014
Nov 18, 2014
29737_dirs_2014-11-18_71a6be07-8344-4890-b2cd-db9555e49fc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-11-15
Reporting Person: Reynolds Shelley (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-15 | Common Stock, par value $.01 per share | M | 179 | — | Acquired | 6168 | Direct |
| 2014-11-15 | Common Stock, par value $.01 per share | M | 739 | — | Acquired | 6907 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 118 | $319.4547 | Disposed | 6789 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 200 | $320.91 | Disposed | 6589 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 200 | $322.69 | Disposed | 6389 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 200 | $326.58 | Disposed | 6189 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 100 | $323.78 | Disposed | 6089 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 100 | $325 | Disposed | 5989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 179 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (179.0) | Direct |
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 739 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (739.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 132.784 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $319.47 and the lowest price at which shares were sold was $319.37.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $321.39 and the lowest price at which shares were sold was $320.43.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $322.98 and the lowest price at which shares were sold was $322.40.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $326.62 and the lowest price at which shares were sold was $326.54.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 180 shares on May 15, 2014; 179 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 162 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 531 shares on May 15, 2016; and 530 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 738 shares on each of May 15, 2014 and August 15, 2014; 739 shares on each of November 15, 2014 and February 15, 2015; 541 shares on May 15, 2015; and 542 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016.