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AMAZON COM INC — Director's Dealing 2014
Nov 18, 2014
29737_dirs_2014-11-18_e1df9deb-ebc4-428f-8646-0d3bdef3824e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-11-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-15 | Common Stock, par value $.01 per share | M | 1428 | — | Acquired | 61463 | Direct |
| 2014-11-15 | Common Stock, par value $.01 per share | M | 5625 | — | Acquired | 67088 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 727 | $318.8513 | Disposed | 66361 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 200 | $319.905 | Disposed | 66161 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 400 | $320.74 | Disposed | 65761 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 700 | $322.0643 | Disposed | 65061 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 400 | $323.56 | Disposed | 64661 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 300 | $324.7333 | Disposed | 64361 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 800 | $326.6225 | Disposed | 63561 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 1428 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1428.0) | Direct |
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 5625 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5625.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 460.219 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $319.44 and the lowest price at which shares were sold was $318.47.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $320.30 and the lowest price at which shares were sold was $319.51.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $321.05 and the lowest price at which shares were sold was $320.52.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $322.37 and the lowest price at which shares were sold was $321.62.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $323.79 and the lowest price at which shares were sold was $323.00.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $325.06 and the lowest price at which shares were sold was $324.16.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $327.04 and the lowest price at which shares were sold was $326.38.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,625 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.