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AMAZON COM INC — Director's Dealing 2014
Nov 18, 2014
29737_dirs_2014-11-18_a30b785d-9d1f-4801-b545-26cfd701e504.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2014-11-15
Reporting Person: Jassy Andrew R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-15 | Common Stock, par value $.01 per share | M | 2334 | — | Acquired | 52421 | Direct |
| 2014-11-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 58171 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 500 | $318.662 | Disposed | 57671 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 445 | $319.8182 | Disposed | 57226 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 300 | $320.5733 | Disposed | 56926 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 600 | $321.9983 | Disposed | 56326 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 400 | $323.2975 | Disposed | 55926 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 250 | $324.038 | Disposed | 55676 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 600 | $326.7133 | Disposed | 55076 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 200 | $324.96 | Disposed | 54876 | Direct |
| 2014-11-17 | Common Stock, par value $.01 per share | S | 100 | $327.85 | Disposed | 54776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 2334 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (2334.0) | Direct |
| 2014-11-15 | Restricted Stock Unit Award | $0.0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 475.474 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $319.19 and the lowest price at which shares were sold was $318.31.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $320.23 and the lowest price at which shares were sold was $319.38.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $320.89 and the lowest price at which shares were sold was $320.41.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $322.30 and the lowest price at which shares were sold was $321.49.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $323.76 and the lowest price at which shares were sold was $322.78.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $324.36 and the lowest price at which shares were sold was $323.79.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $327.08 and the lowest price at which shares were sold was $326.43.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.