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AMAZON COM INC — Director's Dealing 2013
Nov 15, 2013
29737_dirs_2013-11-15_90389fdd-1844-4ed2-8e81-75ab3c901472.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2013-11-15
Reporting Person: Zapolsky David (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-15 | Common Stock, par value $.01 per share | M | 1141 | — | Acquired | 1141 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | M | 483 | — | Acquired | 1624 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | M | 604 | — | Acquired | 2228 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | S | 2228 | $367.63 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | Restricted Stock Unit Award | $0 | M | 1141 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (1141) | Direct |
| 2013-11-15 | Restricted Stock Unit Award | $0 | M | 483 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (483) | Direct |
| 2013-11-15 | Restricted Stock Unit Award | $0 | M | 604 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (604) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 67.498 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Converts into Common Stock on a one-for-one basis
F3: This award vests at the rate of 1,517 shares on May 15, 2012, August 15, 2012 and November 15, 2012, 1,518 shares on February 15, 2013, 1,141 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013 and 1,142 shares on February 15, 2014.
F4: This award vests at the rate of 37 shares May 15, 2011, August 15, 2011 and November 15, 2011, 35 shares on February 15, 2012, 603 shares on each of May 15, 2012, August 15, 2012, November 15, 2012 and February 15, 2013 and 483 shares on each of May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014.
F5: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013, 603 shares on February 15, 2014, 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014 and February 15, 2015, 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016, 451 shares on each of May 15, 2016, August 15, 2016 and November 15, 2016, 450 shares on February 15, 2017, 1,002 shares on each of May 15, 2017, August 15, 2017 and November 15, 2017 and 1,001 shares on February 15, 2018.