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AMAZON COM INC — Director's Dealing 2013
Aug 19, 2013
29737_dirs_2013-08-19_d223fb27-16c6-4a43-8f88-2d20f55d0544.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2013-08-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-15 | Common Stock, par value $.01 per share | M | 7750 | — | Acquired | 62905 | Direct |
| 2013-08-15 | Common Stock, par value $.01 per share | M | 361 | — | Acquired | 63266 | Direct |
| 2013-08-15 | Common Stock, par value $.01 per share | S | 4056 | $288.79 | Disposed | 59210 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-15 | Restricted Stock Unit Award | $0 | M | 7750 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (7750) | Direct |
| 2013-08-15 | Restricted Stock Unit Award | $0 | M | 361 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (361) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 452.362 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Converts into Common Stock on a one-for-one basis.
F3: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,750 shares on each of May 15, 2009, August 15, 2009, November 15, 2009 and February 15, 2010 and 7,750 shares on May 15, 2011 and each 3-month period thereafter through February 15, 2014.
F4: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013, 360 shares on February 15, 2014, 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014 and February 15, 2015, 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016, 4,788 shares on May 15, 2016, 4,787 shares on each of August 15, 2016, November 15, 2016 and February 15, 2017, 3,689 shares on May 15, 2017 and 3,688 shares on each of August 15, 2017, November 15, 2017 and February 15, 2018.