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AMAZON COM INC — Director's Dealing 2013
Nov 15, 2013
29737_dirs_2013-11-15_da0a82c9-2910-41f6-b1db-c9109214bdc7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2013-11-15
Reporting Person: SZKUTAK THOMAS J (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-15 | Common Stock, par value $.01 per share | M | 7500 | — | Acquired | 54914 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | M | 611 | — | Acquired | 55525 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | S | 203 | $366.2998 | Disposed | 55322 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | S | 1100 | $367.8427 | Disposed | 54222 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | S | 300 | $368.8753 | Disposed | 53922 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | S | 1001 | $370.0328 | Disposed | 52921 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | S | 500 | $371.03 | Disposed | 52421 | Direct |
| 2013-11-15 | Common Stock, par value $.01 per share | S | 300 | $372.1333 | Disposed | 52121 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | Restricted Stock Unit Award | $0 | M | 7500 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (7500) | Direct |
| 2013-11-15 | Restricted Stock Unit Award | $0 | M | 611 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (611) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 473.999 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $366.62 and the lowest price at which shares were sold was $366.13.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $368.20 and the lowest price at which shares were sold was $367.26.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $369.106 and the lowest price at which shares were sold was $368.43.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $370.53 and the lowest price at which shares were sold was $369.58.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $371.35 and the lowest price at which shares were sold was $370.68.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $372.36 and the lowest price at which shares were sold was $372.00.
F8: Converts into Common Stock on a one-for-one basis.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 10,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011 and February 15, 2012 and 7,500 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 611 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013, 610 shares on February 15, 2014, 1,303 shares on each of May 15, 2014, August 15, 2014, November 15, 2014 and February 15, 2015, 383 shares on each of May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016, 4,788 shares on May 15, 2016, 4,787 shares on each of August 15, 2016, November 15, 2016 and February 15, 2017, 3,689 shares on May 15, 2017 and 3,688 shares on each of August 15, 2017, November 15, 2017 and February 15, 2018.