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AMAZON COM INC — Director's Dealing 2013
May 17, 2013
29737_dirs_2013-05-17_a995b7cb-8005-4084-8eb6-4ee754cffc74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2013-05-15
Reporting Person: PIACENTINI DIEGO (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-15 | Common Stock, par value $.01 per share | M | 7500 | — | Acquired | 125146 | Direct |
| 2013-05-15 | Common Stock, par value $.01 per share | M | 1779 | — | Acquired | 126925 | Direct |
| 2013-05-15 | Common Stock, par value $.01 per share | S | 3040 | $267.3662 | Disposed | 123885 | Direct |
| 2013-05-15 | Common Stock, par value $.01 per share | S | 3165 | $268.2292 | Disposed | 120720 | Direct |
| 2013-05-15 | Common Stock, par value $.01 per share | S | 574 | $268.9028 | Disposed | 120146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-15 | Restricted Stock Unit Award | $0 | M | 7500 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (7500) | Direct |
| 2013-05-15 | Restricted Stock Unit Award | $0 | M | 1779 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1779) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $267.75 and the lowest price at which shares were sold was $266.79.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $268.75 and the lowest price at which shares were sold was $267.80.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $269.04 and the lowest price at which shares were sold was $268.80.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 10,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011 and February 15, 2012 and 7,500 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014, 2,319 shares on each of May 15, 2014 and August 15, 2014, 2,318 shares on each of November 15, 2014 and February 15, 2015, 1,267 shares on May 15, 2015, 1,266 shares on each of August 15, 2015, November 15, 2015 and February 15, 2016, 5,478 shares on May 15, 2016, 5,477 shares on each of August 15, 2016, November 15, 2016 and February 15, 2017, 4,221 shares on each of May 15, 2017 and August 15, 2017 and 4,220 shares on each of November 15, 2017 and February 15, 2018.