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AMAZON COM INC — Director's Dealing 2011
Feb 16, 2011
29737_dirs_2011-02-16_4913d38f-d672-4d5f-99a8-5336750aead7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2011-02-15
Reporting Person: WILKE JEFFREY A (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-15 | Common Stock, par value $.01 per share | M | 13130 | $7.93 | Acquired | 64662 | Direct |
| 2011-02-15 | Common Stock, par value $.01 per share | M | 30287 | — | Acquired | 94949 | Direct |
| 2011-02-15 | Common Stock, par value $.01 per share | S | 9200 | $189.7488 | Disposed | 85749 | Direct |
| 2011-02-15 | Common Stock, par value $.01 per share | S | 8715 | $189.074 | Disposed | 77034 | Direct |
| 2011-02-15 | Common Stock, par value $.01 per share | S | 100 | $188.34 | Disposed | 76934 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-15 | Employee Stock Option (Right to Buy) | $7.93 | M | 13130 | Disposed | 2011-09-06 | Common Stock, par value $.01 per share (13130) | Direct |
| 2011-02-15 | Restricted Stock Unit Award | $0 | M | 30287 | Disposed | 2011-02-15 | Common Stock, par value $.01 per share (30287) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 460.158 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $190.38 and the lowest price at which shares were sold was $189.39.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $189.38 and the lowest price at which shares were sold was $188.41.
F4: This option vested at the rate of 4.08% on February 14, 2002, 4.08% on February 14, 2003, and 4.592% per quarter thereafter until fully vested on February 14, 2008.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3.88% on May 15, 2008 and an additional 3.88% upon completion of each 3-month period of employment thereafter through February 15, 2009; 7.04% on May 15, 2009 and an additional 7.04% upon completion of each 3-month period thereafter through February 15, 2010; 14.08% on May 15, 2010 and an additional 14.08% upon completion of each 3-month period thereafter through February 15, 2011.