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AMAZON COM INC — Director's Dealing 2011
Sep 20, 2011
29737_dirs_2011-09-20_07e58c6f-bfce-497c-9689-b16194e2c0a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2011-09-18
Reporting Person: VALENTINE H BRIAN (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-18 | Common Stock, par value $.01 per share | M | 80000 | — | Acquired | 90000 | Direct |
| 2011-09-19 | Common Stock, par value $.01 per share | S | 1100 | $240.2164 | Disposed | 88900 | Direct |
| 2011-09-19 | Common Stock, par value $.01 per share | S | 1600 | $239.6881 | Disposed | 87300 | Direct |
| 2011-09-19 | Common Stock, par value $.01 per share | S | 2800 | $238.3729 | Disposed | 84500 | Direct |
| 2011-09-19 | Common Stock, par value $.01 per share | S | 6700 | $237.5255 | Disposed | 77800 | Direct |
| 2011-09-19 | Common Stock, par value $.01 per share | S | 6500 | $236.4469 | Disposed | 71300 | Direct |
| 2011-09-19 | Common Stock, par value $.01 per share | S | 5900 | $235.4168 | Disposed | 65400 | Direct |
| 2011-09-19 | Common Stock, par value $.01 per share | S | 16700 | $234.5868 | Disposed | 48700 | Direct |
| 2011-09-19 | Common Stock, par value $.01 per share | S | 3700 | $233.5952 | Disposed | 45000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-18 | Restricted Stock Unit Award | $0 | M | 80000 | Disposed | 2012-09-18 | Common Stock, par value $.01 per share (80000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 189.253 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $240.42 and the lowest price at which shares were sold was $240.00.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $239.99 and the lowest price at which shares were sold was $239.01.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $238.98 and the lowest price at which shares were sold was $238.00.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $237.99 and the lowest price at which shares were sold was $237.00.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $236.99 and the lowest price at which shares were sold was $236.00.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $235.96 and the lowest price at which shares were sold was $235.02.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $234.99 and the lowest price at which shares were sold was $234.00.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $233.99 and the lowest price at which shares were sold was $233.01.
F10: Converts into Common Stock on a one-for-one basis.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 80,000 shares on each of September 18, 2008, September 18, 2009, September 18, 2010, September 18, 2011 and September 18, 2012.