AI assistant
AMAZON COM INC — Director's Dealing 2010
Feb 17, 2010
29737_dirs_2010-02-17_769208ee-1930-43ce-a370-44d8c1ce8ad1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2010-02-15
Reporting Person: WILKE JEFFREY A (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-15 | Common Stock, par value $.01 per share | M | 1674 | — | Acquired | 53206 | Direct |
| 2010-02-15 | Common Stock, par value $.01 per share | M | 15139 | — | Acquired | 68345 | Direct |
| 2010-02-16 | Common Stock, par value $.01 per share | S | 1200 | $119.7758 | Disposed | 67145 | Direct |
| 2010-02-16 | Common Stock, par value $.01 per share | S | 9669 | $118.6161 | Disposed | 57476 | Direct |
| 2010-02-16 | Common Stock, par value $.01 per share | S | 900 | $118.1389 | Disposed | 56576 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-15 | Restricted Stock Unit Award | $0 | M | 1674 | Disposed | 2010-02-15 | Common Stock, par value $.01 per share (1674) | Direct |
| 2010-02-15 | Restricted Stock Unit Award | $0 | M | 15139 | Disposed | 2011-02-15 | Common Stock, par value $.01 per share (15139) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 435.801 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $120.24 and the lowest price at which shares were sold was $119.28. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $119.21 and the lowest price at which shares were sold was $118.22. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $118.21 and the lowest price at which shares were sold was $118.01. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 18.75% on May 15, 2008 and an additional 18.75% upon completion of each 3-month period of employment thereafter through February 15, 2009; 6.25% on May 15, 2009 and an additional 6.25% upon completion of each 3-month period thereafter through February 15, 2010.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3.88% on May 15, 2008 and an additional 3.88% upon completion of each 3-month period of employment thereafter through February 15, 2009; 7.04% on May 15, 2009 and an additional 7.04% upon completion of each 3-month period thereafter through February 15, 2010; 14.08% on May 15, 2010 and an additional 14.08% upon completion of each 3-month period thereafter through February 15, 2011.