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AMAZON COM INC — Director's Dealing 2010
Feb 17, 2010
29737_dirs_2010-02-17_8a898850-02c7-4e59-982b-1d7aed2940be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2010-02-15
Reporting Person: WILSON L MICHELLE (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-15 | Common Stock, par value $.01 per share | M | 1004 | — | Acquired | 21004 | Direct |
| 2010-02-15 | Common Stock, par value $.01 per share | M | 11511 | — | Acquired | 32515 | Direct |
| 2010-02-16 | Common Stock, par value $.01 per share | S | 3040 | $119.8976 | Disposed | 29475 | Direct |
| 2010-02-16 | Common Stock, par value $.01 per share | S | 8974 | $118.601 | Disposed | 20501 | Direct |
| 2010-02-16 | Common Stock, par value $.01 per share | S | 500 | $118.106 | Disposed | 20001 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-15 | Restricted Stock Unit Award | $0 | M | 1004 | Disposed | 2010-02-15 | Common Stock, par value $.01 per share (1004) | Direct |
| 2010-02-15 | Restricted Stock Unit Award | $0 | M | 11511 | Disposed | 2011-02-15 | Common Stock, par value $.01 per share (11511) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 449.632 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $120.20 and the lowest price at which shares were sold was $119.25. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $119.19 and the lowest price at which shares were sold was $118.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $118.17 and the lowest price at which shares were sold was $118.01. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 18.75% on May 15, 2008 and an additional 18.75% upon completion of each 3-month period of employment thereafter through February 15, 2009; 6.25% on May 15, 2009 and an additional 6.25% upon completion of each 3-month period thereafter through February 15, 2010.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 6.75% on May 15, 2008 and an additional 6.75% upon completion of each 3-month period of employment thereafter through February 15, 2009; 9.33% on May 15, 2009 and an additional 9.33% upon completion of each 3-month period thereafter through February 15, 2010; 8.92% on May 15, 2010 and an additional 8.92% upon completion of each 3-month period thereafter through February 15, 2011.