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AMAZON COM INC — Director's Dealing 2010
Feb 17, 2010
29737_dirs_2010-02-17_ffd3cbc0-64a7-4028-a186-487151d57609.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2010-02-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-15 | Common Stock, par value $.01 per share | M | 13387 | — | Acquired | 44850 | Direct |
| 2010-02-15 | Common Stock, par value $.01 per share | M | 1750 | — | Acquired | 46600 | Direct |
| 2010-02-16 | Common Stock, par value $.01 per share | S | 5525 | $119.93 | Disposed | 41075 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-15 | Restricted Stock Unit Award | $0 | M | 13387 | Disposed | 2010-02-15 | Common Stock, par value $.01 per share (13387) | Direct |
| 2010-02-15 | Restricted Stock Unit Award | $0 | M | 1750 | Disposed | 2014-02-15 | Common Stock, par value $.01 per share (1750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 387.103 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Converts into Common Stock on a one-for-one basis.
F3: Subject to the reporting person's continued employment with the issuer, this award vested and converted into shares of common stock of the issuer at the rate of 5.00% on November 15, 2006, 7.50% on November 15, 2007, 9.37% on May 15, 2008 and an additional 9.37% for each 3-month period thereafter through February 15, 2009, 12.50% on May 15, 2009 and an additional 12.50% for each 3-month period thereafter through February 15, 2010.
F4: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,750 shares on each of May 15, 2009, August 15, 2009, November 15, 2009 and February 15, 2010 and 7,750 shares on May 15, 2011 and each 3-month period thereafter through February 15, 2014.