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AMAZON COM INC — Director's Dealing 2010
May 18, 2010
29737_dirs_2010-05-18_bf0cb430-9ce1-4086-9025-2976580a7aea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2010-05-15
Reporting Person: SZKUTAK THOMAS J (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-15 | Common Stock, par value $.01 per share | M | 18725 | — | Acquired | 64725 | Direct |
| 2010-05-17 | Common Stock, par value $.01 per share | S | 2600 | $128.7796 | Disposed | 62125 | Direct |
| 2010-05-17 | Common Stock, par value $.01 per share | S | 3900 | $127.9769 | Disposed | 58225 | Direct |
| 2010-05-17 | Common Stock, par value $.01 per share | S | 350 | $127.2186 | Disposed | 57875 | Direct |
| 2010-05-18 | Common Stock, par value $.01 per share | S | 11875 | $130.00 | Disposed | 46000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-05-15 | Restricted Stock Unit Award | $0 | M | 18725 | Disposed | 2011-02-15 | Common Stock, par value $.01 per share (18725) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 418.97 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $129.44 and the lowest price at which shares were sold was $128.45. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $128.38 and the lowest price at which shares were sold was $127.53. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $127.38 and the lowest price at which shares were sold was $126.97. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 18,725 shares on May 15, 2010, 18,724 shares on August 15, 2010, 18,725 shares on November 15, 2010 and 18,724 shares on February 15, 2011.