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AMARIN CORP PLC\UK — Director's Dealing 2024
Jan 2, 2024
33214_dirs_2024-01-02_1f544cc7-0f1c-4146-8281-2e5294c1d000.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMARIN CORP PLC\UK (AMRN)
CIK: 0000897448
Period of Report: 2023-12-29
Reporting Person: Ketchum Steven B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-29 | Ordinary Shares | M | 47766 | — | Acquired | 613866 | Direct |
| 2023-12-29 | Ordinary Shares | F | 23525 | $0.87 | Acquired | 590341 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-29 | Restricted Stock Unit | $0.00 | M | 47766 | Acquired | Ordinary Shares (47766) | Direct |
Footnotes
F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2: On January 4, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of December 31, 2021, December 31, 2022 and December 31, 2023. As the final vesting date fell on a weekend, the second vesting event occurred on December 29, 2023, the previous business day.
F3: Not applicable
F4: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.
F5: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.