AI assistant
AMARIN CORP PLC\UK — Director's Dealing 2023
Jan 4, 2023
33214_dirs_2023-01-04_fe030796-d9db-4939-ad4b-16a2cba8bf1d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMARIN CORP PLC\UK (AMRN)
CIK: 0000897448
Period of Report: 2022-12-30
Reporting Person: Ketchum Steven B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-30 | Ordinary Shares | M | 47767.00 | — | Acquired | 560382.00 | Direct |
| 2022-12-30 | Ordinary Shares | F | 16361.00 | $1.21 | Disposed | 544021.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-30 | Restricted Stock Units | $0.00 | M | 47767.00 | Disposed | Ordinary Shares (47767.00) | Direct |
Footnotes
F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2: On January 4, 2021, the Reporting Person was granted 143,300 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (the "2020 Plan"). These RSUs vest in three equal installments on each of December 31, 2021, December 31, 2022 and December 31, 2023. As the second vesting date fell on a weekend, the second vesting event occurred on December 30, 2022, the previous business day.
F3: Not applicable.
F4: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.
F5: Please see the section titled "Remarks" below for additional information.
F6: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.