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AMARIN CORP PLC\UK — Director's Dealing 2018
Jan 4, 2018
33214_dirs_2018-01-04_2d44de1d-5af8-4c3e-83ba-db69a9e53029.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMARIN CORP PLC\UK (AMRN)
CIK: 0000897448
Period of Report: 2018-01-02
Reporting Person: Ketchum Steven B (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Ordinary Shares | M | 68361 | $1.02 | Acquired | 210158 | Direct |
| 2018-01-02 | Ordinary Shares | M | 59896 | $1.40 | Acquired | 270054 | Direct |
| 2018-01-02 | Ordinary Shares | S | 128257 | $4.25 | Disposed | 141797 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-02 | Stock Option (Right to Buy) | $1.02 | M | 68361 | Disposed | 2025-02-02 | Ordinary Shares (68361) | Direct |
| 2018-01-02 | Stock Option (Right to Buy) | $1.40 | M | 59896 | Disposed | 2026-02-01 | Ordinary Shares (59896) | Direct |
Footnotes
F1: The Ordinary Shares may be represented by American Depositary Shares, each of which represents one Ordinary Share.
F2: Sales made pursuant to a Rule 10b5-1 trading plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.255, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of Ordinary Shares sold at each separate price.
F4: Please see the section titled "Remarks" below for additional information.
F5: On February 2, 2015, the Reporting Person was granted an option to purchase 93,750 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan. The shares subject to this option vests in 48 equal monthly installments on the last day of each month which started on February 28, 2015.
F6: On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan. The shares subject to this option vests in 48 equal monthly installments on the last day of each month which started on February 28, 2016.