Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMARIN CORP PLC\UK Director's Dealing 2018

Feb 2, 2018

33214_dirs_2018-02-02_980cf837-6b08-4746-8d1b-2ffb8d95fa79.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMARIN CORP PLC\UK (AMRN)
CIK: 0000897448
Period of Report: 2018-01-31

Reporting Person: THERO JOHN F (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-31 Ordinary Shares M 260000 Acquired 1416771 Direct
2018-01-31 Ordinary Shares M 120000 Acquired 1536771 Direct
2018-01-31 Ordinary Shares M 119667 Acquired 1656438 Direct
2018-01-31 Ordinary Shares F 197513 $3.83 Disposed 1458925 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-31 Restricted Stock Units $0.00 M 260000 Disposed Ordinary Shares (260000) Direct
2018-01-31 Restricted Stock Units $0.00 M 120000 Disposed Ordinary Shares (120000) Direct
2018-01-31 Restricted Stock Units $0.00 M 119667 Disposed Ordinary Shares (119667) Direct
2018-02-01 Restricted Stock Units $0.00 A 371000 Acquired Ordinary Shares (371000) Direct
2018-02-01 Stock Options (Right to Buy) $3.80 A 558000 Acquired 2028-02-01 Ordinary Shares (558000) Direct

Footnotes

F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2: On February 2, 2015, the Reporting Person was granted 780,000 Restricted Stock Unit ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal installments on each of January 31, 2016, January 31, 2017 and January 31, 2018. The third and final vesting event occurred on January 31, 2018.

F3: Not applicable.

F4: On February 1, 2016, the Reporting Person was granted 360,000 RSUs under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal installments on each of January 31, 2017, January 31, 2018 and January 31, 2019. The second vesting event occurred on January 31, 2018.

F5: On February 1, 2017, the Reporting Person was granted 359,000 RSUs under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal installments on each of January 31, 2018, January 31, 2019 and January 31, 2020. The first vesting event occurred on January 31, 2018.

F6: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F7: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F8: Please see the section titled "Remarks" below for additional information.

F9: On February 1, 2018, the Reporting Person was granted 371,000 RSUs under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal installments on each of January 31, 2019, January 31, 2020 and January 31, 2021.

F10: On February 1, 2018, the Reporting Person was granted an option to purchase 558,000 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month starting on February 28, 2018.