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AMARIN CORP PLC\UK — Director's Dealing 2015
Feb 2, 2015
33214_dirs_2015-02-02_17d091e6-fe1f-406b-af9b-b404fdf38495.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMARIN CORP PLC\UK (AMRN)
CIK: 0000897448
Period of Report: 2015-01-31
Reporting Person: Kennedy Joseph T (Senior VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-31 | Ordinary Shares | M | 56500 | — | Acquired | 63450 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-31 | Restricted Stock Units | $0 | M | 56500 | Disposed | Ordinary Shares (56500) | Direct | |
| 2015-02-02 | Stock Option (right to buy) | $1.02 | A | 93750 | Acquired | 2025-02-01 | Ordinary Shares (93750) | Direct |
| 2015-02-02 | Restricted Stock Units | $0 | A | 182813 | Acquired | Ordinary Shares (182813) | Direct |
Footnotes
F1: The Ordinary Shares may be represented by American Depositary Shares, each of which represents one Ordinary Share.
F2: On January 8, 2014, the Reporting Person was granted 169,500 restricted stock units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal annual installments on each of January 31, 2015, January 31, 2016 and January 31, 2017. The first vesting event occurred on January 31, 2015. Upon vesting of the RSUs, the Reporting Person had the option to have the Issuer withhold shares from the total number of shares delivered in respect of withholding taxes due upon such vesting. Instead, the Reporting Person elected to pay withholding taxes to the Issuer in cash and receive the full number of shares vested.
F3: Not applicable.
F4: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.
F5: On February 2, 2015, the Reporting Person was granted an option to purchase 93,750 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month starting on February 28, 2015.
F6: On February 2, 2015, the Reporting Person was granted 182,813 RSUs under the Amarin Corporation plc 2011 Stock Incentive Plan. These RSUs vest in three equal annual installments on each of January 31, 2016, January 31, 2017 and January 31, 2018.