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AMARIN CORP PLC\UK — Director's Dealing 2015
Jul 14, 2015
33214_dirs_2015-07-14_2302ec94-a250-4ec4-aaad-909c3ac613d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMARIN CORP PLC\UK (AMRN)
CIK: 0000897448
Period of Report: 2015-07-10
Reporting Person: HEALY JAMES (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-10 | Series A Convertible Preference Shares | $0.00 | A | 38867180 | Acquired | Ordinary Shares (3886718) | Indirect |
Footnotes
F1: The Series A Convertible Preference Shares ("Series A Preference Shares") may be represented by restricted American Depositary Shares, each of which currently represents one Series A Preference Share.
F2: Each ten (10) Series A Preference Shares may be consolidated and redesignated as one Ordinary Share of the Issuer at any time at the holder's election.
F3: The Series A Preference Shares do not have an expiration date.
F4: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F5: Shares are owned directly by Sofinnova Venture Partners VII, L.P. ("SV VII"). James Healy ("Healy"), a director of the issuer, and a managing member of Sofinnova Management VII, L.L.C., the general partner of SV VII, may be deemed to have shared voting and dispositive power over the shares owned by SV VII. Healy disclaims beneficial ownership over the shares owned by SV VII except to the extent of any pecuniary interest therein.