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AMARIN CORP PLC\UK — Director's Dealing 2012
Aug 15, 2012
33214_dirs_2012-08-15_75d004fb-b6dc-4d4f-a0de-44e9f4c4bb15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMARIN CORP PLC\UK (AMRN)
CIK: 0000897448
Period of Report: 2012-08-14
Reporting Person: HEALY JAMES (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-14 | Ordinary Shares | X | 808200 | $1.50 | Acquired | 6321588 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-14 | Warrant (right to buy Ordinary Shares) | $1.50 | X | 808200 | Disposed | 2014-10-16 | Ordinary Shares (808200) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 60000 | Direct |
Footnotes
F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2: Warrant is owned directly by Sofinnova Venture Partners VII, L.P. ("SV VII"). James Healy ("Healy"), a director of the issuer, and a managing member of Sofinnova Management VII, L.L.C. ("SVM VII"), the general partner of SV VII, may be deemed to have shared voting and dispositive power over the warrant owned by SV VII. Healy disclaims beneficial ownership over the warrant owned by SV VII except to the extent of any pecuniary interest therein.
F3: Shares are owned directly by SV VII. Healy, a director of the issuer, and a managing member of SVM VII, the general partner of SV VII, may be deemed to have shared voting and dispositive power over the shares owned by SV VII. Healy disclaims beneficial ownership over the shares owned by SV VII except to the extent of any pecuniary interest therein.