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Amalgamated Financial Corp. — Director's Dealing 2024
May 20, 2024
32385_dirs_2024-05-20_854c0dcd-ee57-467d-90da-61836941f39a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amalgamated Financial Corp. (AMAL)
CIK: 0001823608
Period of Report: 2024-05-16
Reporting Person: Romney Edgar Jr (Chief Strategy & Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-16 | Common Stock | M | 28020 | $13.75 | Acquired | 41876 | Direct |
| 2024-05-16 | Common Stock | F | 19751 | $25.53 | Disposed | 22125 | Direct |
| 2024-05-16 | Common Stock | S | 8269 | $25.25 | Disposed | 13856 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-16 | Non-Qualified Stock Option (right to buy) | $13.75 | M | 28020 | Disposed | 2027-01-01 | Common Stock (28020) | Direct |
Footnotes
F1: The disposition reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/16/2024.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.335 - $25.20. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.