Amalgamated Financial Corp. — Director's Dealing 2024

Sep 12, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amalgamated Financial Corp. (AMAL)
CIK: 0001823608
Period of Report: 2024-09-09

Reporting Person: Workers United (10% Owner)
Reporting Person: Chicago & Midwest Regional Joint Board, Workers United (10% Owner)
Reporting Person: Laundry, Distribution & Food Service Joint Board, Workers United (10% Owner)
Reporting Person: Local 50, Workers United (10% Owner)
Reporting Person: Mid-Atlantic Regional Joint Board, Workers United (10% Owner)
Reporting Person: New York-New Jersey Regional Joint Board, Workers United (10% Owner)
Reporting Person: Pennsylvania Joint Board, Workers United (10% Owner)
Reporting Person: Philadelphia Joint Board, Workers United (10% Owner)
Reporting Person: Rochester Regional Joint Board Fund For The Future (10% Owner)
Reporting Person: Rochester Regional Joint Board, Workers United (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-09-09	Common Stock, par value $0.01 per share ("Common Stock")	S	3732	$30.7296	Disposed	7867773.93	Direct
2024-09-09	Common Stock	S	78732	$31.0669	Disposed	440400.96	Direct
2024-09-10	Common Stock	S	21395	$30.0446	Disposed	7846378.93	Direct
2024-09-10	Common Stock	S	21395	$30.0446	Disposed	419005.96	Direct
2024-09-11	Common Stock	S	10551	$30.0082	Disposed	7835827.93	Direct
2024-09-11	Common Stock	S	34026	$29.9586	Disposed	384979.96	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	479567	Direct
Common Stock	281583.12	Direct
Common Stock	114600	Direct
Common Stock	264939.14	Direct
Common Stock	1630806.4	Direct
Common Stock	374517.82	Direct
Common Stock	523022	Direct
Common Stock	132580	Direct
Common Stock	119380	Direct
Common Stock	27421.98	Direct
Common Stock	149794.78	Direct
Common Stock	4752.85	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.6561 to $30.8533, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: Reflects securities directly owned by Workers United.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.6561 to $31.2350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: Reflects securities directly owned by Rochester Regional Joint Board, Workers United ("Rochester Workers United").

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.6010, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.0274, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.84 to $30.0274, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F8: Reflects securities directly owned by Chicago & Midwest Regional Joint Board, Workers United ("Chicago & Midwest").

F9: Reflects securities directly owned by Laundry, Distribution & Food Service Joint Board, Workers United ("Laundry, Distribution & Food Service").

F10: Reflects securities directly owned by Local 50, Workers United ("Local 50").

F11: Reflects securities directly owned by Mid-Atlantic Regional Joint Board, Workers United ("Mid-Atlantic Regional").

F12: Reflects securities directly owned by New York-New Jersey Regional Joint Board, Workers United ("New York-New Jersey Regional").

F13: Reflect securities directly owned by Pennsylvania Joint Board Workers United, SEIU ("Pennsylvania Joint Board").

F14: Reflects securities directly owned by Philadelphia Joint Board, Workers United ("Philadelphia Joint Board").

F15: Reflects securities directly owned by Rochester Regional Joint Board Fund for the Future ("Rochester Regional Fund").

F16: Reflects securities directly owned by Western States Regional Joint Board, Workers United ("Western States").

F17: Reflects securities directly owned by Workers United Canada Council ("Workers United Canada").

F18: Reflects securities directly owned by Workers United, Southern Regional Joint Board ("Southern Regional").

F19: Reflects securities directly owned by Southwest Regional Joint Board ("Southwest").

F20: For purposes of this filing, the "Reporting Persons" means, as applicable, Workers United, Chicago & Midwest, Laundry, Distribution & Food Service, Local 50, Mid-Atlantic Regional, New York-New Jersey Regional, Pennsylvania Joint Board, Philadelphia Joint Board, Rochester Regional Fund, Rochester Workers United, Western States, Workers United Canada, Southern Regional, Southwest and NY Metropolitan.

F21: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, any Reporting Person is the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F22: Information with respect to each Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.