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Amalgamated Financial Corp. — Director's Dealing 2022
May 12, 2022
32385_dirs_2022-05-12_605effa5-8eca-4f2e-abb7-39e99aea7429.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amalgamated Financial Corp. (AMAL)
CIK: 0001823608
Period of Report: 2022-05-10
Reporting Person: Brown Sam D. (Executive VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-10 | Common Stock | M | 991 | $17.97 | Acquired | 10731 | Direct |
| 2022-05-11 | Common Stock | F | 56964 | $19.99 | Disposed | 34287 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-10 | Performance Stock Unit | $17.97 | M | 991 | Acquired | Common Stock (991.0) | Direct | |
| 2022-05-11 | Non-Qualified Stock Option (right to buy) | $11.0 | M | 42000 | Acquired | 2022-07-31 | Common Stock (42000.0) | Direct |
| 2022-05-11 | Non-Qualified Stock Option (right to buy) | $12.0 | M | 38520 | Acquired | 2022-07-31 | Common Stock (38520.0) | Direct |
Footnotes
F1: The Performance Stock Units were subject to certain performance-based vesting requirements, attainment of which was certified by the Company's Compensation and Human Resources Committee on 5/10/2022. The Performance Stock Units vested on 5/10/2022. Shares will be delivered within 30 days of vesting.
F2: Option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.
F3: Stock options vested in three equal installments on each of 1/1/2016, 1/1/2017, and 1/1/2018.
F4: Stock options vested in three equal installments on each of 1/1/2017, 1/1/2018, and 1/1/2019.